Jeffrey Sargent is the Chief Compliance Officer for Northstar Wealth Partners, where he serves as the primary supervisor ensuring the smooth operation of the company’s Registered Investment Advisor, as well as setting and maintaining systems and processes that allow the firm to meet all FINRA and SEC requirements. In addition, Jeff serves as a resource for the firm’s Wealth Advisors and Partners providing guidance and training, while fostering the development of ongoing innovations that allow the firm to achieve excellence in compliance implementation and support. He was drawn to Northstar by the quality of the people, in both managerial and wealth advisory roles. Jeff has experienced first-hand the desire and commitment of the firm to exceed client expectations, and deliver a customized experience to all those they serve. He feels fortunate to be a member of the Northstar team.
Jeff has over eighteen years of compliance experience, most recently serving as the Chief Compliance and Administrative Officer for Westport Resources Management & Investment Services. He has also been affiliated in a compliance capacity with such respected firms Robotti & Company in New York, Principal Financial in Norwalk, Insight Financial Strategies in Norwalk, and AXA Advisors in Stamford. His affiliation with Northstar Wealth Partners, powered by LPL Financial, further enhances the top-shelf resources and spectrum of compliance solutions he and the Northstar team deliver to their clients nationwide. Ranked 4th largest Registered Investment Advisory Firm in Greater Hartford by Hartford Business Journal, Northstar Wealth Partners is one of the Hartford Region’s fastest growing private companies that have experienced phenomenal revenue, job growth, workforce development and sustainability.* Northstar is honored to be the desired affiliation for some of the most widely known and respected financial and investment management professionals practicing today.
Jeff attended Fairfield University, where he pursued his Bachelor’s Degree in Finance. He is currently completing course work for the Investment Advisor Certified Compliance Professional. He also holds his FINRA Series 7, 24, 53, 4, 9, 10, and 66 registrations. In his free time, Jeff is a competitive Masters Swimmer, and is a world record holder in his age bracket in the 4 x 200 relay. A competitive swimmer all his life, Jeff is also an enthusiastic spectator at the meets of his two daughters, Elizabeth, a sophomore at Seton Hall University and Caroline, a rising freshman at the University of Maryland, Baltimore County. He and his wife, Margaret, reside in Trumbull, Connecticut.